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Harvard Case - CO2 to H20: Transition to Sustainable Energy

"CO2 to H20: Transition to Sustainable Energy" Harvard business case study is written by Francisco Szekely, Daniel Bartel, Adam Lowmass, Arturo Pasquel. It deals with the challenges in the field of Strategy. The case study is 23 page(s) long and it was first published on : Dec 23, 2016

At Fern Fort University, we recommend that Carbon Engineering (CE) pursue a multi-pronged strategy to accelerate the adoption of its Direct Air Capture (DAC) technology. This strategy encompasses strategic partnerships, market diversification, product development, and aggressive scaling of its operations. This approach will enable CE to capitalize on the growing demand for carbon removal solutions while securing its long-term financial viability and establishing a sustainable competitive advantage in the emerging carbon capture and utilization market.

2. Background

This case study focuses on Carbon Engineering (CE), a Canadian company pioneering Direct Air Capture (DAC) technology. DAC technology captures CO2 directly from the atmosphere, offering a potential solution to climate change. The case highlights CE's struggle to scale its operations and secure funding despite the growing global demand for carbon removal solutions.

The main protagonists are:

  • David Keith: CEO of CE, a visionary entrepreneur passionate about combating climate change.
  • Steve Oldham: CFO of CE, responsible for securing funding and managing finances.
  • The Board of Directors: Responsible for overseeing CE's strategy and ensuring long-term sustainability.

3. Analysis of the Case Study

SWOT Analysis:

Strengths:

  • Proprietary Technology: CE possesses a unique and highly effective DAC technology.
  • Experienced Team: CE boasts a team of experienced scientists and engineers.
  • Strong Partnerships: CE has established partnerships with major players like Microsoft and Occidental Petroleum.
  • Growing Demand: The demand for carbon removal solutions is increasing globally.

Weaknesses:

  • High Capital Costs: DAC technology is capital-intensive, requiring significant investment.
  • Limited Scale: CE's current operations are limited, hindering its ability to meet growing demand.
  • Lack of Regulatory Clarity: The regulatory landscape for carbon removal is still evolving.
  • Competition: Emerging competitors are entering the DAC market.

Opportunities:

  • Government Incentives: Governments are increasingly offering incentives for carbon removal projects.
  • Corporate Demand: Businesses are seeking to offset their carbon footprint.
  • Emerging Markets: Developing countries are facing climate change challenges and may seek DAC solutions.
  • Technological Advancements: Continuous innovation in DAC technology can improve efficiency and reduce costs.

Threats:

  • Economic Volatility: Fluctuations in energy prices and economic downturns can impact funding.
  • Technological Disruption: New technologies could emerge, challenging DAC's dominance.
  • Public Perception: Public skepticism towards carbon removal technologies could hinder adoption.
  • Regulatory Uncertainty: Unfavorable regulations could stifle growth.

Porter's Five Forces Analysis:

  • Threat of New Entrants: The barrier to entry is high due to the capital-intensive nature of DAC technology, but new players are emerging.
  • Bargaining Power of Buyers: Buyers have moderate bargaining power as they can choose from different carbon removal solutions.
  • Bargaining Power of Suppliers: Suppliers of key components and materials have moderate bargaining power.
  • Threat of Substitutes: Other carbon removal technologies, such as afforestation, pose a threat.
  • Rivalry Among Existing Competitors: Competition is increasing as more companies enter the market.

Value Chain Analysis:

CE's value chain consists of:

  • Research and Development: Developing and improving DAC technology.
  • Manufacturing: Building and operating DAC plants.
  • Carbon Capture: Capturing CO2 from the atmosphere.
  • Carbon Storage: Storing or utilizing captured CO2.
  • Marketing and Sales: Promoting and selling carbon removal services.

Business Model Innovation:

CE can explore innovative business models to enhance its value proposition and secure funding. This includes:

  • Carbon Offsetting: Offering carbon credits to businesses and individuals.
  • Carbon Capture and Utilization: Capturing CO2 for industrial uses, such as enhanced oil recovery or synthetic fuels.
  • Subscription-based Services: Providing carbon removal services on a subscription basis.

4. Recommendations

Strategic Partnerships:

  • Form strategic alliances with leading technology companies: Collaborate with companies like Microsoft and Google to leverage their expertise in AI, data analytics, and cloud computing.
  • Partner with energy companies: Establish joint ventures with energy companies to develop and deploy DAC technology in conjunction with existing infrastructure.
  • Collaborate with research institutions: Partner with universities and national laboratories to advance DAC technology and explore new applications.

Market Diversification:

  • Target emerging markets: Expand into developing countries facing climate change challenges, leveraging government incentives and corporate demand.
  • Explore new applications: Develop DAC solutions for specific industries, such as agriculture, manufacturing, and transportation.
  • Offer carbon removal services to individuals: Develop a consumer-facing market for carbon offsetting through direct air capture.

Product Development:

  • Invest in R&D to improve efficiency and reduce costs: Focus on optimizing DAC technology to enhance capture rates, reduce energy consumption, and lower operating costs.
  • Develop modular DAC units: Design smaller, modular units that can be deployed in various locations, increasing scalability and reducing transportation costs.
  • Explore new carbon storage and utilization technologies: Invest in research and development of innovative carbon storage and utilization technologies to create new revenue streams.

Aggressive Scaling:

  • Secure funding through debt financing: Leverage CE's strong track record and growing market demand to attract debt financing from institutional investors.
  • Explore public-private partnerships: Collaborate with governments to secure grants and subsidies for DAC projects.
  • Develop a clear roadmap for scaling operations: Define a clear timeline and milestones for building new DAC plants and expanding production capacity.

5. Basis of Recommendations

These recommendations are based on a thorough analysis of CE's strengths, weaknesses, opportunities, and threats. They align with CE's mission to combat climate change and capitalize on the growing demand for carbon removal solutions.

Key Considerations:

  • Core competencies and consistency with mission: The recommendations focus on leveraging CE's core competencies in DAC technology and aligning with its mission to combat climate change.
  • External customers and internal clients: The recommendations address the needs of both external customers (businesses, governments, individuals) and internal clients (employees, investors).
  • Competitors: The recommendations acknowledge the increasing competition in the carbon removal market and aim to establish a sustainable competitive advantage.
  • Attractiveness: The recommendations consider the financial attractiveness of the proposed strategies, including potential ROI, payback periods, and market growth potential.

Assumptions:

  • The global demand for carbon removal solutions will continue to grow.
  • Governments will continue to provide incentives for carbon removal projects.
  • Technological advancements will continue to improve DAC efficiency and reduce costs.

6. Conclusion

By pursuing a multi-pronged strategy that encompasses strategic partnerships, market diversification, product development, and aggressive scaling, CE can position itself as a leading provider of carbon removal solutions. This approach will enable CE to capitalize on the growing market demand, secure its long-term financial viability, and establish a sustainable competitive advantage in the emerging carbon capture and utilization market.

7. Discussion

Alternatives:

  • Focus solely on selling carbon credits: This strategy could limit CE's revenue potential and expose it to market volatility.
  • Delay scaling operations: This approach could hinder CE's ability to meet growing demand and lose market share to competitors.

Risks:

  • Technological disruption: New technologies could emerge, challenging DAC's dominance.
  • Regulatory uncertainty: Unfavorable regulations could stifle growth.
  • Financial risk: Securing funding and managing financial resources effectively is crucial for scaling operations.

Key Assumptions:

  • The global demand for carbon removal solutions will continue to grow.
  • Governments will continue to provide incentives for carbon removal projects.
  • Technological advancements will continue to improve DAC efficiency and reduce costs.

8. Next Steps

  • Develop a detailed strategic plan: Outline specific goals, timelines, and milestones for each strategic initiative.
  • Secure funding: Initiate discussions with potential investors and explore various funding options.
  • Establish strategic partnerships: Engage in discussions with potential partners to explore collaboration opportunities.
  • Develop a marketing and sales strategy: Define target markets, develop a value proposition, and implement marketing campaigns.
  • Monitor progress and adapt: Regularly assess the effectiveness of the strategy and make adjustments as needed.

By taking these steps, CE can successfully navigate the challenges and opportunities of the emerging carbon capture and utilization market and contribute to a more sustainable future.

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Case Description

The case describes the challenges around sustainability within the Energy industry using Royal Dutch Shell (Shell) as an example. Two key challenges for Shell are explored: How to meet the demand for energy sustainably and profitably, and how to gain a licence to operate from society. Further, the case presents some negative views of Shell in the media; describes what is happening in adjacent industries, the investor community and with policy makers that will impact the energy transition; and concluded with what Shell, other oil and gas companies and policy makers are doing in relation to the sustainability and the energy transition. Lerning objective: The case can be utilized to accomplish several learning objectives: 1) How sustainability topics affect business strategy, and vice versa; 2) How to manage through a major industry transition (using PESTEL to assess "new" vs "old" industry); 3) How the media and external communications policies impact strategic decision making; 4) Overall awareness of sustainability.

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