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Harvard Case - IndiGrid: Creating India's First Power Transmission InvIT (A)

"IndiGrid: Creating India's First Power Transmission InvIT (A)" Harvard business case study is written by Sobhesh Kumar Agarwalla, Ajay Pandey. It deals with the challenges in the field of Finance. The case study is 34 page(s) long and it was first published on : Mar 30, 2020

At Fern Fort University, we recommend that IndiGrid proceed with its plan to launch India's first power transmission InvIT (Infrastructure Investment Trust). This move aligns with the company's strategic objective of unlocking value from its existing assets and capitalizing on the growing demand for infrastructure investments in India. The InvIT structure offers a compelling solution for attracting long-term investors seeking stable, predictable returns, while simultaneously providing IndiGrid with access to a new source of capital for future growth.

2. Background

IndiGrid, a joint venture between Sterlite Power and the Global Infrastructure Partners (GIP), was established in 2016 with the goal of developing and operating power transmission assets in India. The company had a portfolio of high-quality, operational assets, generating stable cash flows. However, IndiGrid faced challenges in accessing capital for future growth due to the limited options available in the Indian market.

The case study focuses on IndiGrid's decision to launch India's first power transmission InvIT, a novel structure designed to attract long-term investors seeking stable returns from infrastructure assets. This move aimed to unlock value from existing assets, raise capital for future expansion, and establish IndiGrid as a leading player in the Indian power transmission sector.

3. Analysis of the Case Study

The analysis of IndiGrid's decision can be framed using a Financial Strategy framework, focusing on the following aspects:

  • Financial Analysis: IndiGrid's financial performance was strong, with stable cash flows and a robust balance sheet. The company's assets were considered high-quality and offered a reliable source of income. However, the need for capital for future growth and the limited options available in the Indian market presented a challenge.

  • Capital Budgeting: The InvIT structure provided an attractive solution for raising capital. By pooling assets into a trust, IndiGrid could issue fixed income securities to investors, offering them a predictable stream of income from the underlying assets. This approach would allow the company to access a new pool of capital, primarily from institutional investors seeking long-term, stable returns.

  • Risk Management: The InvIT structure offered a way to mitigate risk. By diversifying its asset base across multiple projects, IndiGrid could reduce the impact of any single project's performance on its overall financial stability. Additionally, the fixed income securities issued through the InvIT would provide investors with a predictable return, reducing the risk of capital loss.

  • Financial Markets: The Indian market for infrastructure investments was growing rapidly, driven by government initiatives and increasing demand for power transmission capacity. The InvIT structure provided a unique opportunity to tap into this growing market and attract a wider pool of investors.

  • Financial Statements: The InvIT structure would require IndiGrid to prepare and disclose detailed financial statements, providing greater transparency and accountability to investors. This would enhance the company's credibility and attract a wider range of investors.

4. Recommendations

IndiGrid should proceed with launching India's first power transmission InvIT. This recommendation is based on the following considerations:

  • Unlocking Value: The InvIT structure allows IndiGrid to unlock value from its existing assets by creating a liquid, tradable instrument for investors. This would increase the company's overall valuation and provide a platform for future growth.

  • Access to Capital: The InvIT would provide IndiGrid with access to a new source of capital, enabling the company to fund future expansion and acquisitions. This would allow IndiGrid to capitalize on the growing demand for power transmission infrastructure in India.

  • Enhanced Investor Base: The InvIT structure would attract a wider range of investors, including institutional investors seeking long-term, stable returns. This would provide IndiGrid with a more diversified and stable investor base.

  • Strategic Advantage: By launching the first power transmission InvIT in India, IndiGrid would establish itself as a leader in the sector and gain a competitive advantage.

5. Basis of Recommendations

The recommendation to launch the InvIT is based on a comprehensive assessment of the following factors:

  • Core Competencies and Consistency with Mission: The InvIT structure aligns with IndiGrid's core competencies in developing and operating power transmission assets. It also supports the company's mission to provide reliable and efficient power transmission solutions in India.

  • External Customers and Internal Clients: The InvIT structure benefits both external investors seeking stable returns and IndiGrid's internal stakeholders, including its employees and shareholders.

  • Competitors: The InvIT structure would give IndiGrid a competitive advantage in the Indian power transmission market, as it would be the first mover in this space.

  • Attractiveness ' Quantitative Measures: The InvIT structure offers a high potential return on investment (ROI) for investors due to the stable cash flows generated by the underlying assets. The structure also provides a lower cost of capital for IndiGrid, compared to traditional debt financing.

  • Assumptions: The recommendation assumes that the Indian power transmission market will continue to grow and that there will be sufficient demand for the InvIT structure. Additionally, it assumes that IndiGrid will be able to successfully manage the InvIT structure and ensure the timely payment of dividends to investors.

6. Conclusion

IndiGrid's decision to launch India's first power transmission InvIT presents a compelling opportunity to unlock value from its existing assets, access new capital for future growth, and establish itself as a leader in the Indian power transmission sector. The InvIT structure offers a unique solution for attracting long-term investors seeking stable returns, while simultaneously providing IndiGrid with a platform for sustainable growth.

7. Discussion

While the InvIT structure presents a compelling opportunity for IndiGrid, there are some risks and key assumptions that need to be considered:

  • Regulatory Uncertainty: The regulatory environment for InvITs in India is still evolving, and there is a risk of changes in regulations that could impact the structure's attractiveness to investors.

  • Market Volatility: The performance of the InvIT could be affected by market volatility, particularly in the short term.

  • Competition: As the InvIT market matures, IndiGrid may face competition from other players seeking to enter the space.

  • Management Expertise: The success of the InvIT will depend on IndiGrid's ability to manage the structure effectively and ensure the timely payment of dividends to investors.

8. Next Steps

To implement the recommendation, IndiGrid should take the following steps:

  • Develop a detailed business plan for the InvIT, including a clear investment strategy, asset selection criteria, and dividend policy.
  • Secure regulatory approvals for the InvIT structure.
  • Engage with potential investors to gauge interest and secure commitments.
  • Prepare a prospectus and other relevant documentation for the InvIT offering.
  • Launch the InvIT offering in the Indian market.

By successfully launching and managing the InvIT, IndiGrid can position itself as a leader in the Indian power transmission sector, unlock value from its existing assets, and secure the capital needed for future growth.

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Case Description

The case describes the structure of one of the earliest infrastructure investment trusts (InvITs) created and launched in Indian markets in 2017. IndiGrid was an InvIT created by Sterlite Power Grid Ventures Limited (SPGVL), the Sponsor. As a developer, SPGVL had been in the business of constructing and making available transmission links and assets to the grid operator on the basis of competitively bid annuity-like payments over 25 to 35 years. IndiGrid, an InvIT, acquired the transmission assets of the Sponsor to enable wider participation of investors. As the case illustrates, InvITs were allowed to act as pass-through vehicles for tax purposes in order to facilitate investors' direct participation in financing private-sector infrastructure investments. Historically, most investments made by private players in the infrastructure sectors in India relied on bank debt and risk capital brought by the developers or mobilised via equity markets.

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