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Harvard Case - Suneel Kamlani and the Connecticut Infrastructure Bank Plan

"Suneel Kamlani and the Connecticut Infrastructure Bank Plan" Harvard business case study is written by Pamela Yatsko. It deals with the challenges in the field of Social Enterprise. The case study is 24 page(s) long and it was first published on : Jun 12, 2020

At Fern Fort University, we recommend that Suneel Kamlani proceed with the Connecticut Infrastructure Bank (CIB) plan, but with a strategic focus on social entrepreneurship and impact investing to maximize the bank's social and economic impact. This approach will involve leveraging the CIB's resources to support sustainable business models and social enterprises that address critical infrastructure needs while promoting environmental sustainability, community development, and inclusive growth.

2. Background

Suneel Kamlani, a seasoned investment banker, is tasked with developing a plan for the CIB, a state-funded entity aimed at addressing Connecticut's aging infrastructure. The case study highlights the state's pressing need for infrastructure renewal and the potential of the CIB to catalyze private investment in this sector. However, Kamlani faces challenges in securing funding, navigating political complexities, and ensuring the bank's long-term viability.

The main protagonists are Suneel Kamlani, the architect of the CIB plan, and the various stakeholders involved, including state officials, private investors, and community groups.

3. Analysis of the Case Study

The case study can be analyzed through the lens of social entrepreneurship, which emphasizes creating sustainable solutions to social problems. The CIB has the potential to be a powerful tool for social innovation, but it needs to be strategically positioned to achieve its goals.

Key Considerations:

  • Triple Bottom Line: The CIB should adopt a triple bottom line approach, considering not only financial returns but also social and environmental impact. This aligns with the growing demand for impact investing and B Corporations, which prioritize both profit and purpose.
  • Hybrid Organizations: The CIB can be structured as a hybrid organization that combines elements of both the public and private sectors. This approach allows for greater flexibility in attracting investment and deploying capital while maintaining public accountability.
  • Social Impact Measurement: The CIB should develop robust social impact measurement frameworks to track and evaluate the effectiveness of its investments. This will help to demonstrate the bank's value proposition and attract investors seeking to align their capital with social good.
  • Stakeholder Engagement: Engaging stakeholders, including community groups, environmental advocates, and business leaders, is crucial for building trust and ensuring the CIB's legitimacy. This can be achieved through transparent communication, collaborative decision-making, and inclusive project development.

4. Recommendations

  1. Focus on Social Entrepreneurship: The CIB should prioritize investments in social enterprises and sustainable business models that address infrastructure needs while creating positive social and environmental impact. This could include:
    • Renewable energy projects: Supporting businesses developing solar, wind, or geothermal energy projects that reduce carbon emissions and create local jobs.
    • Green infrastructure: Investing in projects that improve water management, reduce pollution, and enhance urban green spaces.
    • Affordable housing: Providing financing for developers building affordable housing units in underserved communities.
  2. Develop a Robust Impact Investing Strategy: The CIB should adopt a impact investing approach, focusing on investments that generate both financial returns and measurable social impact. This could involve:
    • Social impact bonds: Issuing bonds that pay returns based on the achievement of specific social outcomes.
    • Venture philanthropy: Providing grants and equity investments to promising social enterprises.
    • Blended finance: Combining public and private capital to support high-impact projects.
  3. Build Strong Partnerships: The CIB should forge strategic alliances with nonprofit organizations, community development corporations, and other stakeholders to leverage their expertise and reach. This will enhance the bank's capacity to identify and support impactful projects.
  4. Promote Transparency and Accountability: The CIB should operate with transparency, publishing detailed information about its investments, impact metrics, and governance structure. This will build trust with investors and the public.

5. Basis of Recommendations

These recommendations are based on the following considerations:

  1. Core Competencies and Consistency with Mission: The CIB's mission is to address Connecticut's infrastructure needs while promoting economic development. The proposed approach aligns with this mission by leveraging the bank's resources to support social entrepreneurship and impact investing, which are proven models for achieving both economic and social goals.
  2. External Customers and Internal Clients: The CIB's external customers are private investors and businesses seeking financing for infrastructure projects. The proposed approach will attract these customers by offering them the opportunity to invest in projects that generate both financial returns and social impact. Internal clients, including state officials and community groups, will benefit from the CIB's focus on sustainable development, community development, and inclusive growth.
  3. Competitors: The CIB faces competition from traditional infrastructure banks and private equity firms. The proposed approach will differentiate the CIB by offering a unique value proposition focused on social impact and sustainability.
  4. Attractiveness ' Quantitative Measures: The CIB's financial viability will depend on its ability to attract investors and generate returns. The proposed approach will enhance the bank's attractiveness to investors seeking to align their capital with social good, potentially leading to increased investment and a stronger financial position.

6. Conclusion

The Connecticut Infrastructure Bank has the potential to be a transformative force for Connecticut, but it needs to be strategically positioned to achieve its full potential. By embracing social entrepreneurship and impact investing, the CIB can address the state's critical infrastructure needs while promoting sustainable development, community development, and inclusive growth. This approach will not only benefit the state's economy but also improve the lives of its citizens.

7. Discussion

Alternatives:

  • Traditional Infrastructure Bank Model: This approach would focus solely on financial returns, potentially neglecting social and environmental considerations. This could lead to investments that benefit only a narrow segment of the population and fail to address broader societal needs.
  • Purely Philanthropic Approach: This approach would rely entirely on grants and donations, limiting the CIB's capacity to leverage private capital and scale its impact.

Risks and Key Assumptions:

  • Political Risk: The CIB's success depends on the support of state officials and legislators. Political changes or shifts in priorities could jeopardize the bank's funding and operations.
  • Market Risk: The success of the CIB's impact investing strategy depends on the availability of attractive investment opportunities in the social enterprise and sustainable business sectors. If these markets fail to develop, the CIB's impact could be limited.

8. Next Steps

  1. Develop a Detailed Impact Investing Strategy: The CIB should develop a comprehensive strategy outlining its investment criteria, impact measurement frameworks, and stakeholder engagement plan.
  2. Establish Partnerships: The CIB should forge strategic alliances with key stakeholders, including nonprofit organizations, community development corporations, and social enterprise incubators.
  3. Pilot Projects: The CIB should launch pilot projects to test its impact investing strategy and refine its approach.
  4. Public Awareness Campaign: The CIB should launch a public awareness campaign to educate investors and the public about its mission, investment strategy, and impact metrics.

By taking these steps, the CIB can position itself as a leading force in social entrepreneurship and impact investing, creating a more sustainable and equitable future for Connecticut.

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Case Description

Deeply disturbed by the consequences of underinvestment in critical infrastructure in the United States over the last half century, highly successful former investment banker Suneel Kamlani set out to address the problem by launching an innovative infrastructure bank model that he honed as a 2016 Harvard Advanced Leadership Fellow. To implement his social innovation, Kamlani, an unaffiliated private citizen, needed to convince states to pass new legislation permitting its establishment, despite his lack of legislative knowhow and institutional power. This case study chronicles Kamlani's development of his solution for infrastructure underinvestment and his relentless efforts to build a robust multi-stakeholder coalition using advanced leadership practices to try to pass infrastructure bank legislation in his home state of Connecticut. It shows how he worked with elected state officials and other stakeholders to champion the effort and how he tried-both successfully and unsuccessfully--to overcome entrenched interests. It provides background for an in-depth discussion regarding 1) the degree to which Kamlani's skill set, his chosen solution pathway, and his targeted societal problem aligned to tackle the infrastructure underinvestment issue, and 2) the strategies and advanced leadership skills that individuals without legislative expertise or formalized institutional power in state government can employ to build coalitions and pass new legislation. The case study opens on June 3, 2019 with Kamlani on the cusp of a major legislative victory for his Connecticut Infrastructure Bank (CIB) initiative. It concludes with the Governor's unexpected withdrawal shortly thereafter of support for the CIB bill and the CIB coalition's relaunch of the legislative effort in early 2020.

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