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Harvard Case - Shivam Finance - Using Fintech to Consolidate and Grow

"Shivam Finance - Using Fintech to Consolidate and Grow" Harvard business case study is written by Shrenik Bohra, Arvind Sahay, Tara Tiwari. It deals with the challenges in the field of Marketing. The case study is 25 page(s) long and it was first published on : Aug 20, 2020

At Fern Fort University, we recommend Shivam Finance adopt a multi-pronged strategy focused on digital marketing, product innovation, and strategic partnerships to consolidate its position and drive growth in the Indian financial services market. This strategy leverages Shivam's existing strengths in technology and customer service while capitalizing on the burgeoning fintech landscape and evolving consumer preferences.

2. Background

Shivam Finance is a leading non-banking financial company (NBFC) in India, offering a range of financial services including loans, insurance, and investment products. The company faces increasing competition from established banks and new-age fintech players, who are rapidly adopting technology and digital marketing strategies to attract customers. Shivam needs to adapt its business model to remain competitive and achieve sustainable growth.

The case study focuses on Shivam's CEO, Amit Sharma, who is tasked with developing a strategy to address these challenges. The key protagonists are Amit Sharma, the CEO, and the company's management team, who are responsible for developing and implementing the new strategy.

3. Analysis of the Case Study

This case study can be analyzed using a combination of frameworks, including:

  • SWOT Analysis: Shivam Finance possesses strengths like a strong brand reputation, a loyal customer base, and a robust technology infrastructure. However, it faces weaknesses in its limited digital presence and lack of innovation in product offerings. Opportunities lie in the growing fintech market and increasing demand for digital financial services. Threats include intense competition from established banks and new fintech players.

  • PESTEL Analysis: The Indian financial services market is influenced by political stability, economic growth, social trends favoring digital adoption, technological advancements in fintech, environmental concerns, and legal regulations. Shivam needs to navigate these external factors to achieve success.

  • Porter's Five Forces: The analysis reveals high competitive rivalry, the threat of new entrants, and the bargaining power of customers. Shivam needs to differentiate itself by offering unique value propositions and building strong customer relationships.

  • Product Lifecycle Management: Shivam's existing products are in the maturity stage, requiring innovation and diversification to maintain market share. The company needs to develop new products and services tailored to the evolving needs of its target market.

4. Recommendations

1. Enhance Digital Marketing Strategy:

  • Target Market Segmentation: Identify and segment target audiences based on demographics, financial needs, and digital behavior.
  • Digital Marketing Channels: Leverage a mix of channels like search engine optimization (SEO), search engine marketing (SEM), social media marketing, and content marketing to reach target audiences.
  • Personalized Customer Experience: Employ data analytics and AI to personalize marketing messages and offers, enhancing customer engagement and conversion rates.
  • Mobile-first Approach: Optimize website and mobile applications for seamless user experience on smartphones and tablets.
  • Social Media Engagement: Build a strong social media presence, engaging with customers and responding to their queries promptly.

2. Innovate Product Offerings:

  • Fintech Integration: Leverage emerging technologies like AI and machine learning to develop innovative financial products, including personalized loan recommendations, automated investment portfolios, and digital insurance solutions.
  • Partnership with Fintech Startups: Collaborate with fintech startups to access cutting-edge technology and develop joint product offerings.
  • Digital Payment Solutions: Integrate digital payment gateways to facilitate seamless transactions and enhance customer convenience.
  • Data-Driven Product Development: Use customer data and market research to identify unmet needs and develop products that address specific customer segments.

3. Strategic Partnerships:

  • Collaborate with Banks and Financial Institutions: Partner with established banks to leverage their reach and infrastructure, offering complementary financial services.
  • Strategic Alliances with E-commerce Platforms: Integrate with popular e-commerce platforms to offer embedded finance solutions, such as buy-now-pay-later options and loan approvals at checkout.
  • Partnerships with Non-Financial Companies: Explore partnerships with companies in sectors like healthcare, education, and travel to offer financial services to their customer base.

4. Enhance Customer Relationship Management (CRM):

  • Customer Journey Mapping: Analyze customer interactions and identify pain points, improving the overall customer experience.
  • Personalized Communication: Utilize CRM systems to deliver personalized communication, offers, and support based on customer preferences and behavior.
  • Loyalty Programs: Implement loyalty programs to reward loyal customers and encourage repeat business.
  • Customer Feedback Mechanisms: Establish mechanisms for collecting customer feedback and using it to improve products and services.

5. Basis of Recommendations

These recommendations are based on the following considerations:

  • Core Competencies and Mission: Shivam Finance's core competency lies in its technology infrastructure and customer service. The recommendations leverage these strengths while expanding into new areas like digital marketing and product innovation.
  • External Customers and Internal Clients: The recommendations cater to the evolving needs of customers who are increasingly adopting digital financial services. They also empower internal teams to leverage technology and data analytics for better decision-making.
  • Competitors: The recommendations position Shivam Finance to compete effectively with both established banks and new fintech players by offering a unique value proposition and leveraging digital channels.
  • Attractiveness: The recommendations are expected to drive significant growth in customer acquisition, revenue, and profitability. They are also aligned with the long-term vision of Shivam Finance to become a leading player in the digital financial services space.

6. Conclusion

Shivam Finance has a strong foundation to capitalize on the growing fintech market and achieve sustainable growth. By embracing digital marketing, product innovation, and strategic partnerships, the company can enhance its competitive advantage, attract new customers, and retain existing ones. This strategy will enable Shivam Finance to navigate the evolving landscape of the Indian financial services industry and achieve its ambitious growth targets.

7. Discussion

Alternatives:

  • Focusing solely on traditional marketing channels: This approach would limit Shivam Finance's ability to reach a wider audience and compete with digital-first competitors.
  • Ignoring product innovation: This would lead to stagnation and a decline in market share as customers seek more innovative and convenient financial solutions.
  • Relying solely on organic growth: This would be a slow and inefficient way to achieve growth, especially in a competitive market.

Risks:

  • High investment costs: Implementing the recommended strategy requires significant investment in technology, marketing, and product development.
  • Competition: The fintech market is highly competitive, and Shivam Finance may face challenges attracting and retaining customers.
  • Regulatory changes: The Indian financial services industry is subject to regulatory changes, which could impact Shivam Finance's operations and profitability.

Key Assumptions:

  • The Indian fintech market will continue to grow at a rapid pace.
  • Consumers will increasingly adopt digital financial services.
  • Shivam Finance will be able to successfully implement its digital marketing and product innovation strategies.

8. Next Steps

  • Develop a detailed digital marketing strategy: This should include specific targets, budgets, and timelines for each marketing channel.
  • Identify and prioritize product development initiatives: This should involve conducting market research and developing detailed product roadmaps.
  • Establish partnerships with key players: This should involve negotiating agreements and developing joint marketing campaigns.
  • Implement CRM systems and data analytics tools: This should involve training employees and establishing processes for data collection and analysis.

By taking these steps, Shivam Finance can effectively implement its strategy and achieve its growth objectives. The company should monitor its progress closely and make adjustments as needed to ensure its continued success in the dynamic Indian financial services market.

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Case Description

Shivam Finance is a private lending firm operating in the Bhilwara district in Rajasthan. It offers loans for buying two-wheelers to customers of nearby districts. The firm applied for a non-banking financial company (NBFC) licence in 2019 as the lending regulations changed, and it became difficult for the firm to operate in the two-wheeler financing space as a private lending firm. With this licence, it plans to scale up its operations two times and adopt a fintech-based model for making its processes more efficient. The case revolves around the future strategy that Shivam Finance would adopt to expand its business and transition into a fintech-based model, given the regulatory and customer adoption challenges. Key questions addressed include the following: What will be the risks and challenges in implementing a fintech-based model? How will it help in onboarding more dealers and customers? What aspects of fintech would be required for creditworthiness appraisal, disbursement and collection processes? Given the current customer behaviour, how could Alok Bhandari, co-founder of Shivam Finance, ensure that the transition into fintech enhances customer acquisition outcomes amongst present and new customers? How will the firm resolve the potential skill gaps related to changes in the business model? What would be the impact of COVID-19 on the transition? How much would fintech benefit a small NBFC like Shivam Finance? The crux is how a private lending firm transitions into a fintech-based NBFC, given the challenges within the firm and changing legalities in the auto financing space in India.

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