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Harvard Case - Pravda Asset Management

"Pravda Asset Management" Harvard business case study is written by Richard B. Evans. It deals with the challenges in the field of Finance. The case study is 9 page(s) long and it was first published on : Aug 26, 2009

At Fern Fort University, we recommend that Pravda Asset Management (PAM) pursue a strategic growth plan focused on expanding its international presence, particularly in emerging markets. This plan should leverage PAM's existing expertise in fixed income securities and investment management while incorporating a robust risk management framework. Additionally, PAM should consider a financial strategy that includes potential mergers and acquisitions to gain access to new markets and enhance its portfolio offerings.

2. Background

Pravda Asset Management is a successful Russian investment firm with a strong track record in fixed income securities. The firm is facing a challenging environment with limited growth opportunities in the domestic market. The case study focuses on the firm's founder, Alexander Pravda, who is considering various options for future growth, including expanding internationally. The main protagonists are Alexander Pravda and his team, who need to decide on the best course of action for PAM's future.

3. Analysis of the Case Study

This case study can be analyzed through the lens of strategic analysis, specifically Porter's Five Forces framework.

  • Threat of New Entrants: The Russian market is already competitive, and the threat of new entrants is moderate. However, the international market presents a greater opportunity and a higher risk of new entrants.
  • Bargaining Power of Buyers: Investors have a high bargaining power due to the availability of numerous investment options. PAM needs to differentiate itself to attract and retain clients.
  • Bargaining Power of Suppliers: The bargaining power of suppliers in the financial services industry is moderate. PAM can leverage its expertise and relationships to negotiate favorable terms.
  • Threat of Substitute Products: The threat of substitutes is high, as investors can choose from a wide range of investment products. PAM needs to offer competitive returns and innovative investment strategies.
  • Competitive Rivalry: The competitive rivalry in the Russian market is intense, while the international market presents both opportunities and challenges. PAM needs to carefully assess its competitive landscape and develop a differentiated strategy.

4. Recommendations

  1. International Expansion: PAM should prioritize expanding into emerging markets with high growth potential and a strong demand for fixed income securities. This strategy should focus on markets with a stable political and economic environment, such as Southeast Asia, Latin America, or Africa.
  2. Strategic Partnerships: PAM should consider forming strategic partnerships with local financial institutions in target markets. These partnerships can provide access to local expertise, networks, and regulatory knowledge, facilitating a smoother entry into new markets.
  3. Mergers and Acquisitions: PAM should explore mergers and acquisitions opportunities to acquire existing businesses or gain access to new markets and products. This strategy requires careful financial analysis and risk assessment to ensure a successful integration and return on investment.
  4. Technology and Analytics: PAM should invest in technology and analytics to enhance its investment management capabilities and improve its risk management framework. This will allow PAM to offer sophisticated investment solutions and gain a competitive advantage in the international market.
  5. Marketing and Branding: PAM should develop a strong international marketing and branding strategy to establish its presence in new markets. This strategy should emphasize its expertise in fixed income securities and its commitment to delivering value to investors.

5. Basis of Recommendations

These recommendations are based on the following considerations:

  1. Core Competencies and Consistency with Mission: Expanding internationally aligns with PAM's mission of providing high-quality investment management services. The firm's expertise in fixed income securities and investment management can be leveraged to succeed in new markets.
  2. External Customers and Internal Clients: The recommendations address the needs of both external customers (investors) and internal clients (employees). Expanding into new markets provides opportunities for growth and career advancement.
  3. Competitors: The recommendations consider the competitive landscape and aim to differentiate PAM from its competitors. The firm's focus on emerging markets, strategic partnerships, and technology investments will help it gain a competitive edge.
  4. Attractiveness - Quantitative Measures: The potential benefits of international expansion, including increased revenue, market share, and profitability, are attractive. The recommendations are supported by financial analysis, capital budgeting, and risk assessment to ensure a positive return on investment.

6. Conclusion

By pursuing a strategic growth plan focused on international expansion, strategic partnerships, and technology investment, PAM can capitalize on the opportunities presented by emerging markets and achieve sustainable growth. The firm's expertise in fixed income securities and its commitment to risk management will be crucial to its success in this endeavor.

7. Discussion

Alternative options for PAM include focusing solely on the Russian market or diversifying into other asset classes. However, these options present limited growth potential and may not be sustainable in the long term. The risks associated with international expansion include political instability, regulatory challenges, and cultural differences. PAM needs to carefully assess these risks and develop mitigation strategies.

8. Next Steps

  1. Market Research: Conduct thorough market research to identify promising emerging markets and potential partners.
  2. Financial Planning: Develop a comprehensive financial plan to support international expansion, including capital budgeting, debt management, and equity financing.
  3. Risk Assessment: Conduct a thorough risk assessment to identify and mitigate potential risks associated with international expansion.
  4. Implementation: Develop a detailed implementation plan with clear timelines and milestones for each stage of the expansion process.
  5. Monitoring and Evaluation: Continuously monitor the progress of the expansion strategy and make adjustments as needed based on market conditions and performance metrics.

By implementing these recommendations and taking a strategic approach to international expansion, PAM can position itself for continued success in the global investment management landscape.

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Case Description

This case examines the importance of forecasting expected returns in asset allocation decisions. While the case is targeted to MBA students in an investments or portfolio management course, it is also appropriate for an advanced undergraduate course. It is written from the perspective of a new employee at a small investment management firm that was surprised by the market crash of 2008 and subsequent market rebound in 2009. The CIO of the firm is meeting with an important client to explain his asset allocation recommendations for 2008 and 2009 and to suggest a new allocation going forward. He enlists the help of this new employee in preparing the materials for this presentation. The case requires students to analyze the ability of simple valuation ratios to forecast returns. Students will use a smoothed price-to-earnings ratio to forecast future returns and given step-by-step instructions for the analysis. In addition, students must use their regression results to form a simple (two-asset) tactical asset allocation strategy to better understand the importance of forecasting expected returns for asset allocation decisions and how such forecasts could be used to form a simple tactical asset allocation model. Students also will examine the issues associated with performance measurement for a tactical asset allocation or market-timing investment strategy.

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