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Harvard Case - Dementia Discovery Fund

"Dementia Discovery Fund" Harvard business case study is written by Richard G. Hamermesh, Kathy Giusti, Sarah Gulick. It deals with the challenges in the field of Finance. The case study is 24 page(s) long and it was first published on : Sep 19, 2019

At Fern Fort University, we recommend that the Dementia Discovery Fund (DDF) pursue a hybrid strategy combining direct investments in promising dementia research companies with strategic partnerships with established pharmaceutical companies. This approach will leverage the DDF's expertise in investment management, risk management, and financial analysis while accessing the resources and infrastructure of larger players in the pharmaceutical industry.

2. Background

The Dementia Discovery Fund (DDF) is a venture capital fund focused on investing in companies developing treatments for dementia. Founded by the UK government and industry partners, the DDF aims to accelerate the development of new therapies for this debilitating disease. The case study highlights the challenges faced by the DDF, including the high risk and long time horizons associated with drug development, the fragmented nature of the dementia research landscape, and the need to navigate complex regulatory environments.

The main protagonists in the case are:

  • The DDF team: Responsible for managing the fund, identifying investment opportunities, and overseeing portfolio companies.
  • The UK government: Providing initial funding and setting strategic goals for the DDF.
  • Pharmaceutical companies: Potential partners for the DDF, offering expertise in drug development and commercialization.
  • Dementia researchers: The ultimate beneficiaries of the DDF's investments, working to develop new treatments.

3. Analysis of the Case Study

The DDF faces a complex landscape with significant challenges. We can analyze the case using the following framework:

  • Financial Analysis: The DDF needs to carefully assess the financial viability of potential investments. This involves conducting financial statement analysis, ratio analysis, valuation methods, and financial modeling to evaluate the potential return on investment (ROI) and cash flow generated by each investment.
  • Risk Assessment: The DDF operates in a high-risk environment with long time horizons for drug development. Risk management is crucial, including identifying potential risks, developing mitigation strategies, and monitoring risk exposure throughout the investment lifecycle.
  • Strategic Analysis: The DDF needs to develop a clear growth strategy for the fund, considering the fragmented nature of the dementia research landscape. This strategy should include identifying key investment themes, building a diverse portfolio, and leveraging partnerships with established pharmaceutical companies.
  • Operational Analysis: The DDF must establish efficient operations strategy for managing its portfolio companies. This includes developing clear investment criteria, establishing robust governance structures, and providing support to portfolio companies in areas like financial management, regulatory compliance, and business development.

4. Recommendations

The DDF should pursue a hybrid strategy combining direct investments and strategic partnerships:

Direct Investments:

  • Focus on early-stage companies: The DDF should invest in companies with promising technologies, even if they are in early stages of development. This approach allows the DDF to capitalize on potential breakthroughs while providing support for innovation.
  • Diversify the portfolio: The DDF should invest in a diverse range of companies targeting different aspects of dementia, including drug discovery, diagnostics, and therapeutic interventions. This diversification helps mitigate risk and increases the likelihood of success.
  • Leverage expertise in financial analysis: The DDF should utilize its expertise in financial analysis and capital budgeting to identify promising investments and evaluate the potential for success.

Strategic Partnerships:

  • Partner with established pharmaceutical companies: The DDF should seek partnerships with larger pharmaceutical companies that have expertise in drug development and commercialization. These partnerships can provide access to resources, infrastructure, and regulatory expertise.
  • Structure partnerships strategically: The DDF should negotiate partnerships that align with its investment goals and provide value to both parties. This could include co-investment opportunities, licensing agreements, or joint development projects.
  • Leverage partnerships for knowledge transfer: The DDF should leverage partnerships to gain insights into the latest advancements in dementia research and identify emerging trends.

5. Basis of Recommendations

This hybrid strategy aligns with the DDF's mission to accelerate the development of new dementia treatments by:

  • Leveraging core competencies: The DDF can leverage its expertise in investment management, financial analysis, and risk management to identify and evaluate promising investments.
  • Serving external customers: The DDF can contribute to the development of new treatments that benefit patients and their families.
  • Competing effectively: The DDF can compete with other investors in the dementia research space by offering a unique value proposition through its hybrid strategy.
  • Attractiveness: The hybrid strategy offers the potential for higher returns on investment by combining the high-growth potential of early-stage companies with the expertise and resources of established pharmaceutical companies.

This strategy is based on the following assumptions:

  • Continued government support: The DDF will continue to receive government funding and support for its mission.
  • Availability of promising investments: There will be a sufficient number of promising dementia research companies to justify the DDF's investment strategy.
  • Successful partnerships: The DDF will be able to secure strategic partnerships with established pharmaceutical companies that align with its investment goals.

6. Conclusion

The Dementia Discovery Fund should adopt a hybrid strategy combining direct investments in promising dementia research companies with strategic partnerships with established pharmaceutical companies. This approach will leverage the DDF's expertise in investment management, risk management, and financial analysis while accessing the resources and infrastructure of larger players in the pharmaceutical industry. This strategy offers the potential for higher returns on investment while accelerating the development of new treatments for dementia.

7. Discussion

Other alternatives not selected include:

  • Focusing solely on direct investments: This approach could be more risky, with a higher likelihood of failure due to the long time horizons and high costs associated with drug development.
  • Focusing solely on strategic partnerships: This approach could limit the DDF's ability to invest in early-stage companies with high growth potential.

The key risks associated with the recommended strategy include:

  • Failure to identify promising investments: The DDF may struggle to identify companies with sufficient potential for success.
  • Lack of successful partnerships: The DDF may not be able to secure strategic partnerships with established pharmaceutical companies.
  • Regulatory hurdles: The DDF's investments may face significant regulatory hurdles, delaying or preventing the development of new treatments.

The key assumptions underlying the recommendation are:

  • Continued government support: The DDF will continue to receive government funding and support for its mission.
  • Availability of promising investments: There will be a sufficient number of promising dementia research companies to justify the DDF's investment strategy.
  • Successful partnerships: The DDF will be able to secure strategic partnerships with established pharmaceutical companies that align with its investment goals.

8. Next Steps

The DDF should implement the following next steps:

  • Develop a detailed investment strategy: Define clear investment criteria, target sectors, and risk tolerance levels.
  • Identify potential partners: Conduct due diligence on potential pharmaceutical partners to assess their capabilities and alignment with the DDF's goals.
  • Negotiate partnership agreements: Establish clear terms and conditions for partnerships, including co-investment arrangements, licensing agreements, and joint development projects.
  • Monitor portfolio companies: Establish a robust monitoring system to track the progress of portfolio companies and identify any potential risks or challenges.
  • Communicate with stakeholders: Regularly communicate with the government, investors, and other stakeholders about the DDF's progress and performance.

By taking these steps, the DDF can effectively implement its hybrid strategy and contribute to the development of new treatments for dementia.

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Case Description

After the British government searched for a venture capital organization to create a new dementia fund, it selected SV Health, a UK- and US-based healthcare VC fund. The case follows Kate Bingham, a partner at SV Health, as she starts the fund, raises money, makes investments, and hires a fund CEO.

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